LMA Recruitment is partnering with one of the leading life insurers in Singapore to search for a Regulatory Compliance Manager.
Key Responsibilities:
- Ensure the company complies with all relevant laws, regulations, and internal policies.
- Track regulatory changes and make sure the business adapts accordingly.
- Review and update compliance policies to stay aligned with regulatory and industry standards.
- Advise teams on how to stay compliant in their day-to-day operations.
- Assess the effectiveness of business processes and controls to meet compliance requirements.
- Conduct regular checks and reviews to confirm adherence to regulations.
- Support the handling of any compliance breaches or issues, ensuring timely resolution and reporting.
- Work with teams to address and close any gaps identified during reviews or incidents.
- Run compliance training and awareness sessions for staff as needed.
- Assist with reporting compliance matters to the regional office and regulators when needed.
- Represent the compliance team in meetings and discussions related to regulatory matters.
- Lead the implementation of the company’s data governance framework, including PDPA compliance.
Requirements:
- At least 6 years of experience in regulatory compliance in insurance or FA firms.
- Strong knowledge of Singapore’s regulations, including MAS Notices, FAA, FATCA, CRS, Insurance Act, and PDPA.
Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R22109060 | JL
